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Sheila Moore

Ip Financial Advisory Services LLC
4 Years of Experience
Thousand Oaks, CA
2 DisclosuresBroker
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Sheila Moore is a registered investment advisor at Ip Financial Advisory Services LLC, based in Thousand Oaks, CA, with 4 years of industry experience. Sheila is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K+2.00%

Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Thousand Oaks, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 1999
Final
Customer Dispute
January 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ip Financial Advisory Services LLC
June 2026 - Present · 4 mos
Innovation Partners LLC
February 2026 - Present · 8 mos
Innovation Partners LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Gabelli & Company, INC.Broker
December 2006 - March 2009 · 2 yrs 3 mos
M.A. Gillespie Investment CORP.Broker
November 1997 - June 1998 · 7 mos
Spectrum Securities, INC.Broker
January 1997 - October 1997 · 9 mos
H.J. Meyers & CO., INC.Broker
August 1996 - January 1997 · 5 mos
Financial Network Investment CorporationBroker
August 1996 - January 1997 · 5 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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