TrueAdvisor
TrueAdvisor
JK
JK

Joseph Karlsen

LPL Financial LLC
29 Years of Experience
Linwood, NJ
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Karlsen is a registered investment advisor at LPL Financial LLC, based in Linwood, NJ, with 29 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

199 New Rd Ste 41, Linwood, NJ, 08221

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Denied
Customer Dispute
December 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is associated with Compass Financial Associates LLC for tax and investment purposes since 2013. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
October 2021 - Present · 5 yrs
LPL Financial LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Ameriprise Financial Services, LLC
December 2013 - October 2021 · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
November 2013 - October 2021 · 7 yrs 11 mos
PNC Investments
July 2005 - December 2013 · 8 yrs 5 mos
PNC InvestmentsBroker
May 2005 - December 2013 · 8 yrs 7 mos
PNC Investments
May 2005 - May 2005 · 0 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2005 · 7 mos
Banc of America Investment Services, INC.
October 2004 - May 2005 · 7 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
January 1999 - April 2001 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 1997 - March 1998 · 5 mos
First Union Brokerage Services, INC.Broker
February 1997 - June 1997 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - February 1997 · 11 mos
State Registrations8 states
AZDEFLNCNJPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Linwood, NJ →All financial advisors in New Jersey →