Nicholas Trifiro
Nicholas Trifiro is a registered investment advisor at Aegis Capital CORP., based in Melville, NY, with 30 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1305 Walt Whitman Rd, Suite 120, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
Judgment / Lien
November 2024Customer Dispute
March 2020Customer Dispute
February 2002Other Business Activities
Nicholas serves as an independent co-trustee for the LBW Family Protection Trust and the RJW Family Protection Trust, managing investments and distributions, dedicating minimal time to each. He also owns Trifiro Properties, LLC, a single-family rental property management business, spending a few hours per week on it.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Securities America, INC.Broker
Investacorp, INC.Broker
UBS Painewebber INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.