Russell Ketron is a CFP-designated registered investment advisor at Ketron Financial LLC, based in Novato, CA, with 56 years of industry experience. Russell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 262 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.30% |
Fees are negotiable.
Fee Estimator
Location
1500 Grant Ave Ste 238, Novato, CA, 94945
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2015Customer Dispute
February 2005Civil
October 1984Regulatory
October 1984Other Business Activities
Russell is a Consultant-IAR for Ketron Financial, LLC under the DBA IRIA since June 2024. This takes about a quarter of his time, with half of that time spent during trading hours.
Employment History
Current Registrations
Ketron Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Protected Investors of America
Belmont Reid Securities, INC.Broker
Protected Investors of AmericaBroker
Putnam Fund Distributors, INC.Broker
Putnam Fund Distributors, INCBroker
Putnam Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.