Laurence Rollins is a CFP-designated registered investment advisor, based in Southport, CT, with 29 years of industry experience.
Location
Southport, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Finalis Securities LLC
December 2025 - Present · 4 mos
Finalis Securities LLCBroker
December 2025 - Present · 4 mos
Manhattan West Asset Management, LLC
January 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
June 2021 - December 2023 · 2 yrs 6 mos
Stratos Wealth Partners, LTD
June 2021 - November 2023 · 2 yrs 5 mos
Watermark Securities, INC.Broker
April 2019 - April 2021 · 2 yrs
Brenton Point Wealth Advisors LLC
November 2018 - April 2021 · 2 yrs 5 mos
Fidelity Personal and Workplace Advisors
July 2018 - August 2018 · 1 mo
Fidelity Brokerage Services LLCBroker
June 2004 - July 2018 · 14 yrs 1 mo
Strategic Advisers LLC
June 2004 - July 2018 · 14 yrs 1 mo
A. G. Edwards & Sons, INC.
July 1997 - May 2004 · 6 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
March 1996 - May 2004 · 8 yrs 2 mos
State Registrations4 states
CACTFLNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.