Laurence Charles Rollins

CFP

Manhattan West Asset Management, LLC

29 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable Giving

Manhattan West Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

384 clients

Average Client Portfolio

$2.6M average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:$3M

Location

Southport, CT

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Manhattan West Asset Management, LLC

January 2024 - Present · 2 yrs 1 mo

Previous Registrations

LPL Financial LLCBroker

June 2021 - December 2023 · 2 yrs 6 mos

Stratos Wealth Partners, LTD

June 2021 - November 2023 · 2 yrs 5 mos

Watermark Securities, INC.Broker

April 2019 - April 2021 · 2 yrs

Brenton Point Wealth Advisors LLC

November 2018 - April 2021 · 2 yrs 5 mos

Fidelity Personal and Workplace Advisors

July 2018 - August 2018 · 1 mo

Fidelity Brokerage Services LLCBroker

June 2004 - July 2018 · 14 yrs 1 mo

Strategic Advisers LLC

June 2004 - July 2018 · 14 yrs 1 mo

A. G. Edwards & Sons, INC.

July 1997 - May 2004 · 6 yrs 10 mos

A. G. Edwards & Sons, INC.Broker

March 1996 - May 2004 · 8 yrs 2 mos

State Registrations3 states

CACTNY

Advisor

Exams

No exam information available for this advisor.