JM
JM

John Mellor

29 Years of Experience
Fort Mill, SC
Broker

John Mellor is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
September 2017 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Ing Financial Partners, INC.Broker
January 2008 - May 2013 · 5 yrs 4 mos
PNC Investments
April 2007 - September 2007 · 5 mos
PNC InvestmentsBroker
July 2006 - September 2007 · 1 yr 2 mos
Natcity Investments, INC.Broker
September 2003 - June 2006 · 2 yrs 9 mos
Uvest Financial Services And/or Compass Capital
March 2003 - August 2003 · 5 mos
Uvest Financial Services Group, INC.Broker
March 2003 - August 2003 · 5 mos
Futureshare Financial LLC
April 2002 - August 2002 · 4 mos
Futureshare Financial LLCBroker
December 2001 - October 2002 · 10 mos
Conseco Securities, INC.Broker
April 2001 - December 2001 · 8 mos
Invest Financial CorporationBroker
October 1999 - April 2001 · 1 yr 6 mos
Pruco Securities CorporationBroker
January 1996 - October 1999 · 3 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.