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Nataly Rombel

23 Years of Experience
Syracuse, NY
Broker

Nataly Rombel is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Syracuse, NY, with 23 years of industry experience. Nataly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
150 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$449.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.

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Location

432 North Franklin St, Suite 20, Syracuse, NY, 13204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nataly is involved with Crown Risk Management, focusing on sales and services of qualified retirement plans, dedicating nearly full-time hours. She also acts as a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts, which takes about 10-20% of her time.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
April 2024 - Present · 2 yrs 6 mos
Hazard & Siegel, INC.Broker
January 2006 - Present · 20 yrs 9 mos
Previous Registrations
Diversified Investors Securities CORP.Broker
November 2002 - June 2004 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
January 1996 - January 1997 · 1 yr
Metlife Securities INC.Broker
January 1996 - January 1997 · 1 yr
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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