Georgeanne Aist
Georgeanne Aist is a registered investment advisor at LPL Enterprise, LLC, based in Waldorf, MD, with 23 years of industry experience. Georgeanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2F Industrial Park Dr, Waldorf, MD, 20602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Georgeanne sells healthcare group insurance through Dudley C Aist & Associates, Inc, dedicating minimal time to this activity. She also operates Aist Wealth Planning as a DBA for her LPL business, spending about a quarter of her time on it, and serves as a minister, dedicating minimal time.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Infinex Investments, INC.Broker
Infinex Investments, INC.
PNC InvestmentsBroker
PNC Investments
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Park Avenue Securities LLCBroker
M&t Securities, INC.Broker
Allfirst Brokerage CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.