Mark O`connor
Mark O`connor is a registered investment advisor at Cetera Investment Advisers LLC, based in Morrison, CO, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8284 Rossman Gulch Rd, Morrison, CO, 80465
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark operates under the DBA Hinds Financial as an advisory representative since 2015, dedicating full-time hours to this business. He also sells life, health, disability, and annuity insurance products as an insurance agent, and is the owner/financial planner for 141 Union, LLC, a holding entity, spending about 10-20% of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Hinds Financial Group INC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cambridge Financial Advisors, LLC
Honor Bound Advisors, LLC
Lantern Investments, INC.Broker
Ehlert Financial Group, INC.
M Holdings Securities, INC.Broker
Midwest Research First Tennessee Securities CORP.Broker
Bear, Stearns & CO. INC.Broker
First Union Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.