Michael Coomes
Michael Coomes is a registered investment advisor at LPL Financial LLC, based in Liverpool, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7421 Oswego Road, Liverpool, NY, 13090
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Regulatory History (1)
Regulatory
August 2020Other Business ActivitiesSells Insurance
Michael has been selling term and universal guaranteed paid-up insurance products since 1995, dedicating minimal time to this activity. He is also the President/Treasurer/Secretary of Michael F. Coomes Jr., Inc., operating as Quest Wealth Management, which takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.