Ronald Pratt is a registered investment advisor at LPL Financial LLC, based in Liverpool, NY, with 8 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8135 Soule Road, Liverpool, NY, 13090
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2016Other Business Activities
Ronald is a business owner for Team Pratt Racing and operates Syracuse Wealth Management as a DBA for his LPL business. He also works with Upstate Business Consultants providing business valuation and tax/accounting services, manages BMGR Realty Team for tax/investment purposes, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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