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Danny Ossi

J. W. Cole Advisors, INC.
30 Years of Experience
Tampa, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Danny Ossi is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 30 years of industry experience. Danny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1810 S. Macdill Ave., Suite 5, Tampa, FL, 33629

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
Customer Dispute
May 2011
Settled
Customer Dispute
December 2010
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
April 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Danny is the president of Seven Palms Home Owners Association and spends minimal time on it. He also owns rental property, works full-time as a financial advisor at OSSI Financial, and manages property with his brothers through TOMA, LLC.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
July 2011 - Present · 15 yrs 3 mos
J.W. Cole Financial, INC.Broker
April 2011 - Present · 15 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2009 - April 2011 · 2 yrs
Raymond James Financial Services
May 2007 - October 2009 · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2007 - April 2011 · 4 yrs
Raymond James & Associates, INC.
March 1996 - April 2007 · 11 yrs 1 mo
Raymond James & Associates, INC.Broker
March 1996 - April 2007 · 11 yrs 1 mo
State Registrations4 states
CAFLSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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