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Keith Glaser

J. W. Cole Advisors, INC.
24 Years of Experience
Tampa, FL
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Keith Glaser is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 24 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
491 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4302 Henderson Boulevard, Suite 201, Tampa, FL, 33629

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Settled
Customer Dispute
June 2011
Settled
Customer Dispute
January 2009
Settled
Employment Separation After Allegations
November 2008
Customer Dispute
November 2008
Settled
Customer Dispute
January 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Keith is an insurance agent since 2014, dedicating minimal time to sales and service. He is also the Managing Director of Kase Wealth Advisors, the President of Limitless Alpha (for tax purposes), and owns rental property.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
October 2014 - Present · 12 yrs
J.W. Cole Financial, INC.Broker
October 2014 - Present · 12 yrs
Previous Registrations
G.F. Investment Services, LLCBroker
July 2013 - October 2014 · 1 yr 3 mos
Lasalle St Securities, L.L.C.Broker
March 2010 - May 2013 · 3 yrs 2 mos
Platinum Wealth Partners, INC.
August 2009 - February 2015 · 5 yrs 6 mos
Platinum Wealth Partners, INC.
August 2009 - December 2010 · 1 yr 4 mos
Royal Alliance Associates, INC.Broker
February 2009 - April 2010 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
October 2004 - April 2007 · 2 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 2004 - April 2007 · 2 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2001 - October 2004 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2001 - October 2004 · 3 yrs 1 mo
State Registrations4 states
AZCAFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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