Keith Glaser
Keith Glaser is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 24 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2019Customer Dispute
June 2011Customer Dispute
January 2009Employment Separation After Allegations
November 2008Customer Dispute
November 2008Customer Dispute
January 2006Other Business ActivitiesSells Insurance
Keith is an insurance agent since 2014, dedicating minimal time to sales and service. He is also the Managing Director of Kase Wealth Advisors, the President of Limitless Alpha (for tax purposes), and owns rental property.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
G.F. Investment Services, LLCBroker
Lasalle St Securities, L.L.C.Broker
Platinum Wealth Partners, INC.
Platinum Wealth Partners, INC.
Royal Alliance Associates, INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.