TrueAdvisor
TrueAdvisor
BP
BP

Brian Pomarlen

Ameriprise Financial Services, LLC
30 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Brian Pomarlen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 30 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Denied
Employment Separation After Allegations
October 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian owns a business since 2001 and is involved in real estate ownership since 2024, where he is an authorized check writer on the business bank account. Both activities require minimal time each month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2013 - Present · 13 yrs 9 mos
Ameriprise Financial Services, LLC
November 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2012 - November 2012 · 0 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
February 1999 - April 2007 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1996 - February 1999 · 3 yrs
State Registrations21 states
ALAZCACOCTDCFLGAILKYLAMINCNJNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Saddle Brook, NJ →All financial advisors in New Jersey →