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Anthony Spizzo

Ameriprise Financial Services, LLC
28 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker
View SEC Summary
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Anthony Spizzo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 28 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022
Denied
Customer Dispute
June 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony owns another business, but the filing does not specify the type. He is also a member of the Bergen Highlands Rotary Club, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
May 2009 - September 2011 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
March 2009 - March 2009 · 0 mos
Banc of America Investment Services, INC.
October 2004 - March 2009 · 4 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2009 · 4 yrs 5 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
May 2000 - April 2001 · 11 mos
Park Avenue Securities LLCBroker
May 1999 - May 2000 · 1 yr
Guardian Investor Services CorporationBroker
October 1997 - May 1999 · 1 yr 7 mos
State Registrations36 states
ARAZCACOCTDCDEFLGAHIILINKYMAMDMIMNNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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