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Anthony Spizzo

28 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker

Anthony Spizzo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 28 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022
Denied
Customer Dispute
June 2005
Settled
Other Business Activities

Anthony owns another business, but the filing does not specify the type. He is also a member of the Bergen Highlands Rotary Club, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 2009 - Present · 17 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
May 2009 - September 2011 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
March 2009 - March 2009 · 0 mos
Banc of America Investment Services, INC.
October 2004 - March 2009 · 4 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2009 · 4 yrs 5 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
May 2000 - April 2001 · 11 mos
Park Avenue Securities LLCBroker
May 1999 - May 2000 · 1 yr
Guardian Investor Services CorporationBroker
October 1997 - May 1999 · 1 yr 7 mos
State Registrations35 states
ARAZCACOCTDCDEFLGAHIILINKYMAMDMIMNNCNHNJNMNVNYOHPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Spizzo - Financial Advisor | TrueAdvisor