JB
JB

John Brewster

42 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker

John Brewster is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Denied
Customer Dispute
December 1999
Denied
Other Business Activities

John is a board member at Brewster since 2001, dedicating minimal time. This activity does not appear to be investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
July 2006 - March 2017 · 10 yrs 8 mos
UBS Financial Services INC.Broker
July 2006 - March 2017 · 10 yrs 8 mos
Citigroup Global Markets INC.
May 2002 - July 2006 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - July 2006 · 13 yrs
Lehman Brothers INC.Broker
January 1984 - July 1993 · 9 yrs 6 mos
State Registrations22 states
AZCACOCTDCDEFLGAILKYMAMEMIMNNCNJNYOKPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.