Alan Supp
Alan Supp is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rockford, MI, with 29 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Rockford, MI
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2018Customer Dispute
May 2001Other Business Activities
Alan works as an advisory representative of a RIA (CIRA) and spends full-time hours on this, including trading. He also works as a small animal veterinary practitioner for about 20% of his time and is the president of Lyon Capital Advisors, dedicating full-time hours including trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Winslow, Evans & Crocker, INC.
Winslow, Evans & Crocker, INC.Broker
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
RBC Dain Rauscher INC.Broker
Tucker Anthony IncorporatedBroker
Mcdonald & Company Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.