John Garwood
John Garwood is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Charlotte, NC, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6235 Carnegie Blvd, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2013Other Business ActivitiesSells Insurance
John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns MountaineerDeac, LLC and JBG Group, LLC, both legal entities established for business purposes, dedicating minimal time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Uvest Investment ServicesBroker
J.C. Bradford & CO.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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