RB
RB
Robert Baker is a registered investment advisor, based in Stamford, CT, with 29 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (3)
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Customer Dispute
October 2010Settled
Customer Dispute
May 2010Denied
Customer Dispute
April 2001Denied
Other Business ActivitiesSells Insurance
Robert is an advisor at Steward Partners Investment Advisory and an agent at Steward Partners Global Advisory, where he purchases insurance policies, including annuities, life, and long-term care, for clients. He also owns Baker-Sarama Wealth Managers and is a passive investor in Gavan Technologies LTD.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
November 2017 - May 2022 · 4 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
May 2010 - November 2017 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLC
May 2010 - November 2017 · 7 yrs 6 mos
UBS Financial Services INC.
May 2002 - June 2010 · 8 yrs 1 mo
UBS Financial Services INC.Broker
September 2000 - June 2010 · 9 yrs 9 mos
Salomon Smith Barney INC.Broker
March 1996 - October 2000 · 4 yrs 7 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.