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Steven Buffardi

Strategic Advisers LLC
29 Years of Experience
Plainview, NY
2 DisclosuresBroker
View SEC Summary
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Steven Buffardi is a registered investment advisor at Strategic Advisers LLC, based in Plainview, NY, with 29 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1551 Old Country Rd, Plainview, NY, 11803-5014

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Settled
Customer Dispute
May 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
November 2014 - Present · 11 yrs 11 mos
Fidelity Brokerage Services LLC
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - March 2025 · 6 yrs 8 mos
Strategic Advisers LLC
October 2016 - July 2018 · 1 yr 9 mos
Mbsc Securities Corporation
October 2002 - November 2014 · 12 yrs 1 mo
Mbsc Securities CorporationBroker
May 2002 - November 2014 · 12 yrs 6 mos
Quick & Reilly, INC.Broker
March 2002 - May 2002 · 2 mos
Dreyfus Service CorporationBroker
March 1999 - February 2002 · 2 yrs 11 mos
Pruco Securities CorporationBroker
November 1997 - February 1999 · 1 yr 3 mos
Royce Investment Group, INC.Broker
January 1997 - September 1997 · 8 mos
Kensington Wells IncorporatedBroker
July 1996 - December 1996 · 5 mos
State Registrations20 states
AZCACOCTFLGAKSMAMENCNJNVNYPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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