EC
CFP
EC
CFP

Ellen Coppinger

29 Years of Experience
Oak Ridge, TN
Broker

Ellen Coppinger is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Oak Ridge, TN, with 29 years of industry experience. Ellen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

501 Lafayette Drive, Oak Ridge, TN, 37830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Ellen is a 50% owner and secretary of Fall Harvest Farms Inc, along with her husband. She spends about 10 hours per week on ordering, payroll, taxes, and running the store on weekends.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2017 - Present · 8 yrs 7 mos
Cetera Investment Services LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Pfg Advisors
March 2017 - October 2017 · 7 mos
LPL Financial LLCBroker
January 2017 - October 2017 · 9 mos
CUNA Brokerage Services, INC.
March 2011 - January 2017 · 5 yrs 10 mos
CUNA Brokerage Services, INC.Broker
March 2011 - January 2017 · 5 yrs 10 mos
Quality Financial Concepts
April 2010 - March 2011 · 11 mos
Foothill Securities, INC.Broker
December 2009 - February 2011 · 1 yr 2 mos
First Tennessee Brokerage, INC.Broker
August 1999 - April 2009 · 9 yrs 8 mos
Invest Financial CorporationBroker
February 1997 - July 1999 · 2 yrs 5 mos
Ameristar Capital Markets, INC.Broker
March 1996 - February 1997 · 11 mos
State Registrations13 states
CAFLIDINKYMINCNYOHSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ellen Coppinger - Financial Advisor | TrueAdvisor