Stephanie Hale-Smith
Stephanie Hale-Smith is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Oak Ridge, TN, with 11 years of industry experience. Stephanie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
40 New York Avenue, Suite 110, Oak Ridge, TN, 37830
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie owns and operates Stephanie Hale-Smith's Insurance Agency as an agent for State Farm and its affiliates since 2015. This activity takes about half of Stephanie's time, as she services customers and supervises employees.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Sheldon Green, ChFCState Farm Investment Management CORP.
- Michael Massaglia, ChFCState Farm Investment Management CORP.
- Ellen Coppinger, CFPCetera Investment Advisers LLC
- Kenneth Bane, CFPCommonwealth Financial Network