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CFP
KB
CFP

Kenneth Bane

Commonwealth Financial Network
23 Years of Experience
Oak Ridge, TN
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kenneth Bane is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Oak Ridge, TN, with 23 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1143 Oak Ridge Turnpike, Suite 214, Oak Ridge, TN, 37830

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is a passive owner of a family rental property since 2013 and an owner/landlord of another house rental since 2023. These activities require minimal time commitment.

Employment History
Current Registrations
Commonwealth Financial Network
March 2026 - Present · 7 mos
Commonwealth Financial NetworkBroker
March 2026 - Present · 7 mos
Previous Registrations
Advice and Planning Services
March 2013 - January 2026 · 12 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2013 - January 2026 · 12 yrs 10 mos
U.S. Bancorp Investments, INC.
June 2012 - February 2013 · 8 mos
U.S. Bancorp Investments, INC.Broker
June 2012 - February 2013 · 8 mos
Strategic Advisers, INC.
January 2011 - June 2012 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
November 2010 - June 2012 · 1 yr 7 mos
LPL Financial Corporation
September 2009 - November 2010 · 1 yr 2 mos
Uvest Financial Services Group, INC.
June 2005 - November 2010 · 5 yrs 5 mos
Uvest Financial Services Group, INC.Broker
May 2005 - November 2010 · 5 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - June 2005 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - June 2005 · 8 mos
Suntrust Securities, INC.Broker
October 2003 - July 2004 · 9 mos
Edward JonesBroker
July 2003 - September 2003 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
June 2002 - January 2003 · 7 mos
PFS Investments INC.Broker
December 2001 - May 2002 · 5 mos
State Registrations36 states
AKALARAZCACOCTFLGAIAILINKSKYMAMDMIMNMONCNHNJNMNVNYOHOKORPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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