RL
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Richard Lees
29 Years of Experience
Thousand Oaks, CA
1 Disclosure
Richard Lees is a registered investment advisor at Richard Lees Capital Management, based in Thousand Oaks, CA, with 29 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$20.6M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $650K | 1.75% |
| $650K - $800K | 1.50% |
| $800K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees negotiable for amounts over $1 million. A separate 2.00% annual fee is charged for cryptoasset investment management when cryptoassets are custodied separately. Consulting fees are $450/hour.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Thousand Oaks, CA
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Regulatory History (1)
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Financial
January 2024Final
Employment History
Current Registrations
Richard Lees Capital Management
August 1996 - Present · 29 yrs 9 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.