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Brent Folland
30 Years of Experience
Fresno, CA
1 DisclosureBroker
Brent Folland is a registered investment advisor at UBS Financial Services INC., based in Fresno, CA, with 30 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Fig Garden Financial Center, 5200 North Palm Suite 101, Fresno, CA, 93704-9874
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2008 - Present · 18 yrs
UBS Financial Services INC.Broker
October 2008 - Present · 18 yrs
UBS Financial Services INC.
October 2008 - Present · 18 yrs
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - October 2008 · 5 yrs 3 mos
Wachovia Securities, LLC
July 2003 - October 2008 · 5 yrs 3 mos
Prudential Securities Incorporated
July 1999 - July 2003 · 4 yrs
Prudential Securities IncorporatedBroker
May 1999 - July 2003 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - May 1999 · 2 yrs 8 mos
State Registrations18 states
AZCACOFLIDILMAMIMTNVNYOHORTNTXVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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