Mark Shepherd
Mark Shepherd is a registered investment advisor at UBS Financial Services INC., based in Fresno, CA, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
Fig Garden Financial Center, 5200 North Palm Suite 101, Fresno, CA, 93704-9874
Get directionsHistory
Regulatory History (1)
Criminal
November 1990Other Business Activities
Mark's wife is a long distance marketing representative for Excel Telecommunications. Mark signed up with her, but this venture is intended for his wife to pursue.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brent FollandUBS Financial Services INC.
- Jack StonhausUBS Financial Services INC.
- William StonhausUBS Financial Services INC.
- Andrew Flores, CFPPortfolio Advisors, INC.
- Jaisy Prem, CFPNorthstar Investment Advisory LLC
- Rick Staggs, CFPCommonwealth Financial Network