Faith Lee

Syndicated Capital, INC.

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Syndicated Capital, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

393 clients

Average Client Portfolio

$313K average

Assets Under Management

$123.0M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

21671 Gateway Center Drive, Suite 111, Diamond Bar, CA, 91765

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History

Regulatory History (1)

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Regulatory

December 2011

Final

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Employment History

Current Registrations

Syndicated Capital, INC.

June 2009 - Present · 16 yrs 8 mos

Syndicated Capital, INC.Broker

July 2003 - Present · 22 yrs 7 mos

Previous Registrations

Nexa SecuritiesBroker

April 2002 - December 2002 · 8 mos

Comerica SecuritiesBroker

February 2001 - October 2001 · 8 mos

Independence One Brokerage Services, INC.Broker

November 1999 - February 2001 · 1 yr 3 mos

Firstrade Securities INC.Broker

November 1998 - October 1999 · 11 mos

American Express Financial Advisors INC.Broker

March 1996 - November 1996 · 8 mos

Ids Life Insurance CompanyBroker

March 1996 - November 1996 · 8 mos

State Registrations13 states

CADEFLKYLAMINDNENVPRSCVAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.