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Michael Kozemchak

LPL Financial LLC
30 Years of Experience
Bloomfield Hills, MI
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Kozemchak is a registered investment advisor at LPL Financial LLC, based in Bloomfield Hills, MI, with 30 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7 West Square Lake Road, Bloomfield Hills, MI, 48302

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Settled
Customer Dispute
October 2001
Settled
Employment Separation After Allegations
June 2001
Customer Dispute
February 2001
Settled
Customer Dispute
February 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael provides financial planning and consulting services through Institutional Investment Consulting, dedicating full-time hours to this activity. He also owns Trade Supply, a building supply company, and has a relationship with Crump Insurance, spending minimal time on each.

Employment History
Current Registrations
LPL Financial LLC
November 2013 - Present · 12 yrs 11 mos
LPL Financial LLCBroker
November 2013 - Present · 12 yrs 11 mos
Iic
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
LPL Financial LLC
March 2021 - April 2021 · 1 mo
LPL Financial LLC
November 2013 - March 2015 · 1 yr 4 mos
Cantella & CO., INC.
June 2004 - November 2013 · 9 yrs 5 mos
Cantella & CO., INC.Broker
October 2003 - November 2013 · 10 yrs 1 mo
Wachovia Securities, LLC
August 2001 - October 2003 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
July 2001 - October 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
June 1997 - July 2001 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - May 1997 · 11 mos
State Registrations19 states
AZCACTDEIDILLAMIMNNCNENVNYPARITXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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