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Dean Thurman

35 Years of Experience
Bloomfield Hills, MI
1 DisclosureBrokerSells Insurance

Dean Thurman is a registered investment advisor at LPL Financial LLC, based in Bloomfield Hills, MI, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3883 Telegraph Rd, Ste 204, Bloomfield Hills, MI, 48302

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1998
Closed-No Action
Other Business ActivitiesSells Insurance

Dean is a business owner of White Glove and SS 567 University LLC, spending about a quarter of his time on each. He also owns DMJ Enterprises LLC, dedicating minimal time, and is an independent insurance agent, also dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
October 2017 - January 2024 · 6 yrs 3 mos
Cambridge Investment Research Advisors, INC.
October 2017 - January 2024 · 6 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2011 - October 2017 · 6 yrs 8 mos
National Planning CorporationBroker
January 2004 - October 2017 · 13 yrs 9 mos
Ing Financial Partners, INC.Broker
February 1998 - January 2004 · 5 yrs 11 mos
Vestax Securities CorporationBroker
July 1995 - February 1998 · 2 yrs 7 mos
Titan/value Equities Group, INC.Broker
May 1990 - July 1995 · 5 yrs 2 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.