AS
AS

Aaron Jason Sotak

29 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22133 advisors
Number of Clients
2,539,760 clients
Average Client Portfolio
$650K average
Assets Under Management
$1650.0B

Fee Structure

Financial Planning:Investment management only
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Location

8701 Bee Caves Road, Suite 300, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns and maintains two residential duplexes in Superior, WI, dedicating minimal time to this activity. He also teaches courses at the University of Minnesota-Duluth and the University of Texas, and is a board member at Circle C Child Development Center.

Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs
Morgan StanleyBroker
June 2010 - Present · 15 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2000 - June 2010 · 9 yrs 8 mos
John G. Kinnard and Company, IncorporatedBroker
March 1996 - October 2000 · 4 yrs 7 mos
State Registrations43 states
AKALARAZCACOCTDCDEFLGAHIIAIDILKSKYMAMDMEMIMNMOMTNCNDNENHNJNVNYOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.