JT
JT
John Tsampas
28 Years of Experience
Whitestone, NY
1 DisclosureBroker
John Tsampas is a registered investment advisor at LPL Financial LLC, based in Whitestone, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Whitestone, NY
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011Denied
Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
July 2025 - Present · 1 yr 2 mos
LPL Financial LLC
July 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
July 2025 - July 2025 · 0 mos
Osaic Institutions, INC.
July 2025 - July 2025 · 0 mos
Osaic Institutions, INC.Broker
December 2024 - July 2025 · 7 mos
Osaic Institutions, INC.Broker
July 2016 - October 2024 · 8 yrs 3 mos
Essex National Securities, LLCBroker
August 2008 - July 2016 · 7 yrs 11 mos
Essex National Securities, INC.Broker
July 2002 - June 2008 · 5 yrs 11 mos
Arnhold and S. Bleichroeder, INC.Broker
June 2001 - December 2001 · 6 mos
The Dreyfus Service CorporationBroker
November 1997 - May 2001 · 3 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
November 1996 - September 1997 · 10 mos
State Registrations2 states
NYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.