Susan Stephenson
Susan Stephenson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in W Des Moines, IA, with 27 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1245 Jordan Creek Pkwy, Suite 200, W Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Advisors LLCBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Brenton Investments, INC.Broker
Princor Financial Services CorporationBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.