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Ryan Mummert

29 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Ryan Mummert is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History (1)
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Customer Dispute
April 2020
Denied
Other Business Activities

Ryan is the principal of Del Sol Investments LLC, managing family real estate investments and holding rental properties, dedicating minimal time. He is also a board member of the UNM Lobo Club and the UNM Foundation's Investment Committee, spending minimal time on this role as well.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Wachovia Securities, LLC
August 2000 - September 2006 · 6 yrs 1 mo
Wachovia Securities, LLCBroker
August 2000 - September 2006 · 6 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1996 - August 2000 · 3 yrs 11 mos
State Registrations44 states
ALAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.