Joseph Monica
Joseph Monica is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wilton Manors, FL, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Wilton Manors, FL
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Regulatory History (2)
Customer Dispute
April 2010Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Joseph owns rental properties in Chicago and Miami. He also works as an independent insurance broker and owns a consulting business, dedicating about a quarter of his time to the latter. Joseph is also a board member and treasurer for Della Monica.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Resource Development International, LTD.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.