SL
CFA
SL
CFA

Sean Laird

27 Years of Experience
Newark, DE
Broker

Sean Laird is a CFA-designated registered investment advisor at Allspring Funds Management, LLC, based in Newark, DE, with 27 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 10,118 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
10,118 clients
Average Client Portfolio
$32.1M average
Assets Under Management
$324.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Fees are negotiated with each managed account program sponsor and client, generally falling within a range of 0.06% to 0.75% of assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

Newark, DE

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Allspring Funds Management, LLC
December 2016 - Present · 9 yrs 10 mos
Allspring Funds Distributor, LLC
May 2007 - Present · 19 yrs 5 mos
Allspring Funds Distributor, LLCBroker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Wells Fargo Funds Management, LLC
June 2007 - December 2014 · 7 yrs 6 mos
PNC InvestmentsBroker
May 2006 - May 2007 · 1 yr
PNC Investments
May 2006 - May 2007 · 1 yr
Citigroup Global Markets INC.
May 2003 - August 2004 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
January 2002 - August 2004 · 2 yrs 7 mos
J.P. Morgan Securities INC.Broker
March 1999 - April 2001 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1996 - September 1998 · 2 yrs 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors