SL
CFA
SL
CFA

Sean Laird

26 Years of Experience
Newark, DE
Broker

Sean Laird is a CFA-designated registered investment advisor at Allspring Funds Management, LLC, based in Newark, DE, with 26 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.

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Location

Newark, DE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
December 2016 - Present · 9 yrs 5 mos
Allspring Funds Distributor, LLC
May 2007 - Present · 19 yrs
Allspring Funds Distributor, LLCBroker
May 2007 - Present · 19 yrs
Previous Registrations
Wells Fargo Funds Management, LLC
June 2007 - December 2014 · 7 yrs 6 mos
PNC InvestmentsBroker
May 2006 - May 2007 · 1 yr
PNC Investments
May 2006 - May 2007 · 1 yr
Citigroup Global Markets INC.
May 2003 - August 2004 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
January 2002 - August 2004 · 2 yrs 7 mos
J.P. Morgan Securities INC.Broker
March 1999 - April 2001 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1996 - September 1998 · 2 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sean Laird - Financial Advisor | TrueAdvisor