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Scott Seltzer

30 Years of Experience
Palm Beach, FL
1 DisclosureBroker

Scott Seltzer is a registered investment advisor at Wells Fargo Advisors, based in Palm Beach, FL, with 30 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

255 S County Rd 2nd Fl, Palm Beach, FL, 33480

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2022 - Present · 4 yrs 1 mo
Wells Fargo Advisors
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2017 - September 2022 · 4 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2017 - September 2022 · 4 yrs 11 mos
Morgan StanleyBroker
June 2010 - October 2017 · 7 yrs 4 mos
Morgan Stanley
June 2010 - October 2017 · 7 yrs 4 mos
UBS Financial Services INC.
January 2007 - June 2010 · 3 yrs 5 mos
UBS Financial Services INC.Broker
June 2002 - June 2010 · 8 yrs
Ryan, Beck & CO., LLC.Broker
April 2002 - July 2002 · 3 mos
Gruntal & CO., L.L.C.Broker
November 1999 - May 2002 · 2 yrs 6 mos
Cibc World MarketsBroker
February 1998 - November 1999 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
June 1996 - February 1998 · 1 yr 8 mos
Smith Barney INC.Broker
April 1996 - May 1996 · 1 mo
State Registrations15 states
CACTDCFLGALAMAMDNCNJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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