Rickey Hughes
Rickey Hughes is a registered investment advisor at Osaic Institutions, INC., based in Mount Olive, NC, with 29 years of industry experience. Rickey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
800 N. Breazeale Avenue, Mount Olive, NC, 28365
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2021Customer Dispute
July 2003Other Business Activities
Rickey participates in a financial advisor referral program with Southern Bank since January 2024. He receives a 1% increase in grid payout for meeting referral goals by referring business to Southern Bank partners.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Edward Jones
Edward JonesBroker
First Citizens Investor Services, INC.Broker
Uvest Investment ServicesBroker
Fortis Investors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.