FP
FP
Fermin Padilla
29 Years of Experience
1 DisclosureBroker
Fermin Padilla is a registered investment advisor at Cascade Investment Group, INC., based in Colorado Springs, CO, with 29 years of industry experience. Fermin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 609 clients with $380M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
609 clients
Average Client Portfolio
$621K average
Assets Under Management
$378.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.50% |
Fees negotiable for accounts over $1,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
444 E. Pikes Peak Avenue, Suite 200, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
May 2019Employment History
Current Registrations
Cascade Investment Group, INC.
June 2019 - Present · 6 yrs 10 mos
Cascade Investment Group, INC.Broker
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cascade Investment Group, INC.
June 2019 - June 2019 · 0 mos
UBS Financial Services INC.
June 2002 - June 2019 · 17 yrs
UBS Financial Services INC.Broker
June 2002 - June 2019 · 17 yrs
U.S. Bancorp Piper Jaffray INC.
January 1999 - July 2002 · 3 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
April 1996 - July 2002 · 6 yrs 3 mos
State Registrations9 states
AZCACOFLINMATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.