RK
RK
Robert Kenney
29 Years of Experience
Philadelphia, PA
4 DisclosuresBroker
Robert Kenney is a registered investment advisor at Raymond James & Associates, INC., based in Philadelphia, PA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1735 Market Street, Suite 1400, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011Settled
Customer Dispute
March 2011Settled
Customer Dispute
September 2010Settled
Customer Dispute
January 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
December 2008 - September 2016 · 7 yrs 9 mos
Deutsche Bank Securities INC.Broker
December 2008 - September 2016 · 7 yrs 9 mos
UBS Financial Services INC.
March 2003 - December 2008 · 5 yrs 9 mos
UBS Financial Services INC.Broker
December 2002 - December 2008 · 6 yrs
J.P. Morgan Securities INC.Broker
May 2001 - November 2002 · 1 yr 6 mos
J.P. Morgan Securities INC.Broker
April 1996 - May 2001 · 5 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.