Stephen Sigmon
Stephen Sigmon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
325 Mclaws Circle Ste 2, Williamsburg, VA, 23185-6341
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Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Stephen owns multiple real estate rental properties, dedicating minimal time to each. He also operates Point Comfort Wealth Management, a DBA for his LPL business, which takes about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Micg Investment Management
Micg Investment Management, LLCBroker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.