Stephen Sigmon
Stephen Sigmon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 30 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
325 Mclaws Circle Ste 2, Williamsburg, VA, 23185-6341
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Stephen owns multiple real estate rental properties, dedicating minimal time to each. He also operates Point Comfort Wealth Management, a DBA for his LPL business, which takes about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Micg Investment Management
Micg Investment Management, LLCBroker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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