Kevin Mallory
Kevin Mallory is a registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
302 Bulifants Blvd Ste 201B, Williamsburg, VA, 23188
Get directionsHistory
Regulatory History (3)
Judgment / Lien
January 2022Judgment / Lien
February 2021Judgment / Lien
January 2021Other Business Activities
Kevin operates VFM Strategic Partners LLC as a DBA for his LPL business. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.