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Warren Martin

LPL Financial LLC
16 Years of Experience
Williamsburg, VA
2 DisclosuresBroker
View SEC Summary
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Warren Martin is a registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 16 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

302 Bulifants Blvd Ste 201B, Williamsburg, VA, 23188

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1994
Final Disposition
Criminal
March 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Warren operates his LPL business under the DBA VFM Strategic Partners, dedicating full-time hours to it. He also owns rental real estate, but spends minimal time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2024 - Present · 2 yrs 3 mos
LPL Financial LLC
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
May 2022 - July 2024 · 2 yrs 2 mos
MML Investors Services, LLCBroker
January 2016 - July 2024 · 8 yrs 6 mos
Nylife Securities LLCBroker
April 2010 - December 2015 · 5 yrs 8 mos
Waddell & Reed, INC.
March 2010 - March 2010 · 0 mos
Waddell & Reed, INC.Broker
March 2010 - March 2010 · 0 mos
State Registrations12 states
FLGAKSMDNCNJNYSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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