Warren Martin
Warren Martin is a registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
302 Bulifants Blvd Ste 201B, Williamsburg, VA, 23188
Get directionsHistory
Regulatory History (2)
Criminal
May 1994Criminal
March 1994Other Business Activities
Warren operates his LPL business under the DBA VFM Strategic Partners, dedicating full-time hours to it. He also owns rental real estate, but spends minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.