Gregory Rooney is a CFA-designated registered investment advisor at Morgan Stanley, based in Garden City, NY, with 26 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gregory is an investor in "The Crowd's Line," a company collecting data on professional sports, spending minimal time reading monthly updates. He is also the founder of ESG United Properties LLC, focused on rental multifamily houses in North Carolina, though no investments have been made yet. Gregory also works as an adjunct professor at Molloy University, teaching a graduate class for about 12 hours per month.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Instinet, LLCBroker
Guggenheim Securities, LLCBroker
Citigroup Global Markets INC.Broker
Morgan Stanley & CO., IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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