Tuan Nguyen is a registered investment advisor at Huntleigh Advisors, INC., based in Houston, TX, with 29 years of industry experience. Tuan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
The annual fee and assets under management levels are negotiable based upon certain criteria.
Fee Estimator
Location
1800 West Loop South, Suite 1105, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Huntleigh Advisors, INC.
Huntleigh Securities CorporationBroker
Previous Registrations
Huntleigh Advisors, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Southwest Securities, INC.Broker
Southwest Securities, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
Quick & Reilly, INC.
Banc One Securities Corporation
Banc One Securities CorporationBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Chase Investment Services CORP.Broker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.