BH
BH
Barry Harlow
28 Years of Experience
Westlake, TX
1 DisclosureBroker
Barry Harlow is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 28 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2021 - Present · 4 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Scottrade, INC.Broker
September 2017 - September 2018 · 1 yr
TD Ameritrade Investment Management, LLC
March 2016 - September 2023 · 7 yrs 6 mos
TD Ameritrade, INC.
March 2016 - October 2022 · 6 yrs 7 mos
TD Ameritrade, INC.
March 2009 - February 2016 · 6 yrs 11 mos
Amerivest Investment Management, LLC
March 2009 - February 2016 · 6 yrs 11 mos
TD Ameritrade, INC.
January 2008 - March 2009 · 1 yr 2 mos
Amerivest Investment Management, LLC
January 2008 - March 2009 · 1 yr 2 mos
TD Ameritrade, INC.Broker
January 2005 - May 2024 · 19 yrs 4 mos
TD Ameritrade, INC.
January 2005 - January 2008 · 3 yrs
Charles Schwab & CO., INC.
September 2002 - January 2005 · 2 yrs 4 mos
Charles Schwab & CO., INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Country Club Financial Services, INC.Broker
May 2002 - September 2002 · 4 mos
Strategic Advisers INC.
July 2000 - May 2002 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
September 1999 - May 2002 · 2 yrs 8 mos
Mony Securities CorporationBroker
October 1997 - August 1999 · 1 yr 10 mos
Edward D. Jones & CO., L.P.Broker
June 1996 - September 1996 · 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.