BH
BH
Barry Harlow
29 Years of Experience
Westlake, TX
1 DisclosureBroker
Barry Harlow is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 29 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2021 - Present · 5 yrs 3 mos
Charles Schwab & CO., INC.Broker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Scottrade, INC.Broker
September 2017 - September 2018 · 1 yr
TD Ameritrade Investment Management, LLC
March 2016 - September 2023 · 7 yrs 6 mos
TD Ameritrade, INC.
March 2016 - October 2022 · 6 yrs 7 mos
TD Ameritrade, INC.
March 2009 - February 2016 · 6 yrs 11 mos
Amerivest Investment Management, LLC
March 2009 - February 2016 · 6 yrs 11 mos
TD Ameritrade, INC.
January 2008 - March 2009 · 1 yr 2 mos
Amerivest Investment Management, LLC
January 2008 - March 2009 · 1 yr 2 mos
TD Ameritrade, INC.Broker
January 2005 - May 2024 · 19 yrs 4 mos
TD Ameritrade, INC.
January 2005 - January 2008 · 3 yrs
Charles Schwab & CO., INC.
September 2002 - January 2005 · 2 yrs 4 mos
Charles Schwab & CO., INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Country Club Financial Services, INC.Broker
May 2002 - September 2002 · 4 mos
Strategic Advisers INC.
July 2000 - May 2002 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
September 1999 - May 2002 · 2 yrs 8 mos
Mony Securities CorporationBroker
October 1997 - August 1999 · 1 yr 10 mos
Edward D. Jones & CO., L.P.Broker
June 1996 - September 1996 · 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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