HJ
HJ

Hillman Jones

29 Years of Experience
Rogers, AR
1 DisclosureBroker

Hillman Jones is a registered investment advisor at Stephens, based in Rogers, AR, with 29 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

3100 Market Street, Rogers, AR, 72758

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Other Business Activities

Hillman is a part owner/investor in SIG Investment Group LLC since 2013, but dedicates minimal time to it. He is also a board member for Infinity Headwear & Apparel, attending annual meetings.

Employment History
Current Registrations
StephensBroker
April 2013 - Present · 13 yrs 3 mos
Stephens
April 2013 - Present · 13 yrs 3 mos
Previous Registrations
Arvest Asset Management
January 2011 - April 2013 · 2 yrs 3 mos
Arvest Asset ManagementBroker
January 2011 - April 2013 · 2 yrs 3 mos
Arvest Asset ManagementBroker
April 2006 - October 2010 · 4 yrs 6 mos
Arvest Asset Management
April 2006 - October 2010 · 4 yrs 6 mos
Arvest Asset ManagementBroker
February 2006 - March 2006 · 1 mo
Arvest Asset Management
February 2006 - March 2006 · 1 mo
Raymond James Financial Services
January 2003 - April 2006 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
December 2002 - April 2006 · 3 yrs 4 mos
Arvest Asset Management
February 2000 - December 2002 · 2 yrs 10 mos
Arvest Asset ManagementBroker
June 1999 - December 2002 · 3 yrs 6 mos
Sws Financial ServicesBroker
May 1996 - June 1999 · 3 yrs 1 mo
State Registrations39 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMIMNMOMSMTNCNJNVOHOKPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hillman Jones - Financial Advisor | TrueAdvisor