KW
KW
Kenneth Wingerter is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2024Pending
Judgment / Lien
September 2023Other Business Activities
Kenneth works for Moorings Park-Unidine Corporation doing labor/service a few hours per week. He also works for Junk Kings in business development/growth, dedicating about a third of his time after business hours.
Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2017 - May 2021 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
May 2017 - May 2021 · 4 yrs
UBS Financial Services INC.
November 2008 - May 2017 · 8 yrs 6 mos
UBS Financial Services INC.Broker
November 2008 - May 2017 · 8 yrs 6 mos
Barclays Capital INC.Broker
September 2008 - December 2008 · 3 mos
Lehman Brothers INC.
May 2006 - October 2008 · 2 yrs 5 mos
Lehman Brothers INC.Broker
May 2006 - September 2008 · 2 yrs 4 mos
S & Y Asset Management LLC
February 2006 - May 2006 · 3 mos
Stone & Youngberg LLCBroker
May 2005 - May 2006 · 1 yr
S & Y Asset Management LLCBroker
April 2005 - May 2006 · 1 yr 1 mo
Citigroup Global Markets INC.
April 2003 - May 2005 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
January 2002 - May 2005 · 3 yrs 4 mos
The Robinson-Humphrey Company, LLCBroker
July 1996 - January 2002 · 5 yrs 6 mos
State Registrations32 states
AKAZCACOCTDEFLGAILINKSKYMAMDMIMONHNJNVNYOHOKORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.