William Seago
William Seago is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ft Lauderdale, FL, with 26 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
100 NE 3rd Ave Ste 900, Ft Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2016Customer Dispute
March 2016Other Business Activities
William works as a financial advisor at Comerica, spending about a third of his time there. He also works with MAESTRO money market, a cash management platform, dedicating minimal time to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Comerica Securities
Comerica SecuritiesBroker
LPL Financial LLC
LPL Financial LLCBroker
Allstate Financial Services, LLCBroker
Mbsc Securities CorporationBroker
Mbsc, LLCBroker
Wachovia Securities, LLCBroker
Pruco Securities CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.