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CFP

William Seago

Fifth Third Securities, INC.
26 Years of Experience
Ft. Lauderdale, FL
2 DisclosuresBroker
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William Seago is a CFP-designated registered investment advisor at Fifth Third Securities, INC., based in Ft. Lauderdale, FL, with 26 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 NE Third Ave, Suite 900, Ft. Lauderdale, FL, 33301

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
March 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William works as a financial advisor at Comerica, spending about a third of his time there. He also works with MAESTRO money market, a cash management platform, dedicating minimal time to this activity.

Employment History
Current Registrations
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Fifth Third Securities, INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
November 2023 - September 2026 · 2 yrs 10 mos
Ameriprise Financial Services, LLC
August 2023 - September 2026 · 3 yrs 1 mo
Comerica Securities
September 2014 - November 2023 · 9 yrs 2 mos
Comerica SecuritiesBroker
August 2014 - November 2023 · 9 yrs 3 mos
LPL Financial LLC
February 2010 - August 2014 · 4 yrs 6 mos
LPL Financial LLCBroker
January 2010 - August 2014 · 4 yrs 7 mos
Allstate Financial Services, LLCBroker
September 2008 - January 2010 · 1 yr 4 mos
Mbsc Securities CorporationBroker
July 2007 - June 2008 · 11 mos
Mbsc, LLCBroker
December 2006 - July 2007 · 7 mos
Wachovia Securities, LLCBroker
February 2001 - November 2006 · 5 yrs 9 mos
Pruco Securities CorporationBroker
May 1996 - February 1998 · 1 yr 9 mos
State Registrations29 states
ALAZCACOCTDEFLGAILLAMAMDMEMIMNNCNHNJNMNVNYOHPARISCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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