Regina Frias
Regina Frias is a registered investment advisor at Centaurus Financial, INC., based in Seal Beach, CA, with 29 years of industry experience. Regina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
Seal Beach, CA
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
May 2024Customer Dispute
May 2006Customer Dispute
January 2004Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Regina is a marketing representative for LSPN, educating clients on living trusts, dedicating minimal time to this role. She also works as a marketing director for WFGIA, selling fixed insurance products and conducting annual reviews, spending about 10% of her time on this.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Investment Advisors International, INC.
World Group Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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