KM
KM
Karl Moore
29 Years of Experience
Atlanta, GA
1 Disclosure
Karl Moore is a registered investment advisor at Osaic Advisory Services, LLC, based in Atlanta, GA, with 29 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
354 advisors
Number of Clients
28,410 clients
Average Client Portfolio
$439K average
Assets Under Management
$12.5B
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
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Location
2300 Windy Ridge Parkway, Suite 750, Atlanta, GA, 30339
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2016Final
Employment History
Current Registrations
Osaic Advisory Services, LLC
December 2023 - Present · 2 yrs 7 mos
Previous Registrations
Moore Wealth Management L.L.C.
March 2007 - March 2024 · 17 yrs
Northwestern Mutual Wealth Management Company
March 2006 - March 2007 · 1 yr
Northwestern Mutual Investment Services,llc
November 2005 - March 2007 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
August 1996 - March 2007 · 10 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
August 1996 - January 2002 · 5 yrs 5 mos
State Registrations3 states
FLTXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.